UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
South Plains
Financial, Inc.
(Exact name of registrant as specified in charter)
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Texas
(State or other jurisdiction of incorporation or organization)
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75-2453320
(I.R.S. Employer Identification No.)
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5219 City Bank Parkway
Lubbock, Texas
(Address of principal executive offices)
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79407
(Zip code)
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Securities to be registered pursuant to 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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Common Stock, par value $1.00 per share
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The Nasdaq Stock Market LLC
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. ☑
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-230851
Securities to be registered pursuant to Section 12(g) of the Act: None
| Item 1. |
Description of Registrant’s Securities to be Registered.
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A description of the common stock, par value $1.00 per share (the “Common Stock”), of South Plains Financial, Inc. (the “Registrant”) to be registered
hereunder is set forth under the caption “Description of Capital Stock” in the prospectus that forms a part of the Registration Statement on Form S-1 (File No. 333-230851), initially filed publicly by the Registrant with the Securities and Exchange
Commission on April 12, 2019, as subsequently amended from time to time thereafter, is incorporated herein by reference. The description of the Common Stock set forth under the caption “Description of Capital Stock” in any prospectus subsequently
filed by the Registrant pursuant to Rule 424(b) under the Securities Act of 1933, as amended, shall be deemed to be incorporated herein by reference. Any statement contained in a document incorporated herein by reference shall be deemed to be
modified or superseded for purposes hereof to the extent that another document incorporated herein by reference modifies or supersedes such previous statement.
| Item 2. |
Exhibits.
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In accordance with the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed as part of this registration statement
because no other securities of the Registrant are registered on The Nasdaq Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
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Signatures
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereunto duly authorized.
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SOUTH PLAINS FINANCIAL, INC.
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Date: May 6, 2019
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By:
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/s/ Curtis C. Griffith
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Curtis C. Griffith
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Chairman and Chief Executive Officer
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